When we think of what yoga can
contribute to scientific research, and especially to research in the field of
psychology, we can think of two entirely different types of research:
psychological research about yoga and yoga research about psychology, or to say
it even more succinctly, research about
yoga and research in yoga. The
first type of research, research about yoga,
works within the limits of existing science, and distills from the Indian
tradition only those theories and techniques that science can assess by its own
well established research methods. Following this approach, one can look, for
example, at the various schools and sub-cultures that together make up the
Indian tradition as a source of practical techniques to produce positive
psychological or physical change. One can then 'administer' such techniques to
groups or individuals and test the result with the well-established research
procedures of mainstream psychology (Mohan, 2001; Walsh & Shapiro, 2006).
Similarly one can, on a slightly more theoretical level, try to extract from
the Indian tradition theories that are explicitly or tacitly present within
Indian texts and practices, reformulate them in a terminology that is
understandable and meaningful to contemporary psychology, derive hypotheses
from them, and test these again with existing research procedures, whether
quantitative or qualitative (Sedlmeier, 2011). As a whole, this first approach
is from a scientific standpoint non-problematic, and virtually all major
research projects on meditation and yoga till date belong to this type (Murphy,
1997, Sedlmeier, forthcoming). There can be no doubt that such studies have
their use and value, but they do not exhaust all what yoga has to offer to
psychology. When we limit research on yoga and meditation to this first
approach, we treat the psychological knowledge-base that the Indian tradition
has created as a historically dead collection, without wondering how its
ancient and modern protagonists actually arrived at their knowledge, and how
their work could perhaps be taken further. In other words, we miss out on what
might well be one of the most valuable contributions which the Indian tradition
can make to science: its ability to tackle in an intellectually rigorous manner
those aspects of life that are not primarily physical, that are not directly or
fully available to the ordinary waking consciousness, and that can be accessed
only by specialized "inner" methods of enquiry.
The Indian traditions claim that the
inner realms they explored contain not only the dark subconscious corners
associated with the Freudians, but also a wide range of more uplifting subtle
worlds. Experience confirms that, following their methods, one can find in
them not only the origin of much of our ordinary behaviour, and with that
effective means for therapy, but also more subtle and intense forms of
happiness, love, beauty, harmony, truth and meaning, different varieties of
intuition, a deep sense of oneness with others and the world, a sense of one's
"eternal" identity, and ultimately even the possibility of what feels
like a direct contact with the Divine. It seems then very much worth the effort
to explore the second option, that is to use yoga-based methods of enquiry,
yoga-based "rigorous subjectivity" to develop a powerful and
effective science of the entire domain of inner "psychological"
states and processes.
In this article I will try to show how
yoga-based techniques and inner gestures can be used to provide rigour and
reliability to research on 'inner' states and processes. The idea of doing so
is not new. In the very first issue of the Journal
of Consciousness Studies, for example, its editors argued that it
should be possible to make use of the techniques developed in the various
spiritual traditions to create more sophisticated forms of introspection.(1) Strange enough, this suggestion has
hardly been followed up upon, not even in JCS
itself. While there is a considerable amount of research in which yoga and
meditation, for example, are used to provide some form of physical or
psychological comfort or well-being, there is hardly any research in which they
are used directly to provide psychological insight. This is remarkable because
in the culture of origin, yoga(2) and meditation are not taken up only for
the sake of peace and happiness, but also, and often primarily, for the sake of
knowledge. One may wonder what it actually is, that stands in the way of taking
yoga seriously as knowledge system,
and why it is so hard to look at yoga and science as equal partners in the
research process. The first point that may come to mind are the complex
philosophical issues that arise from the fact that the ontology and
epistemology that underly science and yoga are so completely different. I've
tried to show in two other articles (Cornelissen 2004,
& 2006) that these philosophical problems are by
themselves not unsurmountable and that a solid foundation for resolving them
can be found in the work of Sri Aurobindo. Sri Aurobindo made between 1914 and
1950 a comprehensive, psychological synthesis of the Indian tradition, linking
it to the best of Euro-American thought, and in Cornelissen 2004, I have tried to elucidate Sri Aurobindo's
evolutionary, consciousness-based ontology in the context of contemporary
consciousness studies. In Cornelissen 2006, I have
looked at some of the epistemological issues that need to be resolved before we
can accept yoga as a source of valid psychological knowledge. In a third
article (Cornelissen 2007), I have given a more
general argument in favour of rigorous subjectivity. In the present article I
will look from a very simple, pragmatic and operational perspective at the
question how yoga can help to make research in the subjective domain more
reliable and effective. I hope to show that on this more down-to-earth level,
the pursuits of knowledge in yoga and the hard sciences don't differ as much as
one might think at first sight: there are many similarities in the basic
processes by which both systems safeguard the reliability and integrity of
their different types of knowledge, and the fundamental differences, which no
doubt also exist, can actually be exploited to arrive at more
comprehensive, profound and many-sided forms of psychological knowledge.
Before we get to that, I would like to
clarify what it is that I'm proposing in this article, by comparing the basic
research strategies of psychology to those of medicine. In medicine one can
distinguish three major research strategies. The first is the
age-old method of clinical case-studies. The second consists of in-depth
analysis of the anatomical, physiological and bio-chemical processes that take
place inside the body. The third consists of large population surveys. All
three are important: the first indicates areas that deserve further study; the
second is where most of medicine's new insights come from; and the third is
used to determine whether medical interventions actually have any statistically
significant positive effects in the population as a whole. It may be clear that
the second type of research, which deals directly with what happens inside the
body, is the only one that produces scientific knowledge of the same type that
is responsible for the stunning progress in the "hard" sciences.
Medicine would have reached nowhere if it had treated the body as a "black
box" or if it had limited itself to the directly observable outer
behaviour and self-reports of its patients. Yet, strange enough, this is the
cul-de-sac which classical Behaviorism has forced onto psychology. Though
classical Behaviorism belongs to the past, mainstream psychology still has
an inordinate focus on the third of medicine's three methods. The
first method is somewhat grudgingly allowed in the form of the qualitative
analysis of individual narratives, but the crucial second one is strikingly
missing. There are of course psychological experiments, but they are limited
to the analysis of outer behaviour and the self-reports of others; they
are not based on direct observation of what goes on inside the psyche. In other
words, mainstream psychology has till now not managed to find the equivalent of
surgical, microscopic and biochemical enquiries. But just as medicine cannot
make progress if it avoids going inside the body, psychology cannot make
progress if it does not go inside the "psyche". Historically, the
reason psychology gave up on the possibility of going inside and see directly
what happens inside our own "minds" is clear enough: it concluded
that introspectionism (and some would say, psychoanalysis) did not produce
scientifically satisfactory results. The present article agrees with that
judgment and admits that the distrust of mainstream psychology against
subjective, first-person enquiry was understandable within the context of early
twentieth century America, but it also asserts that this position is not justified
any longer in our new global civilization because Indian, yoga-based research
methods may actually succeed where introspectionism failed.
I will try to support this proposition
in five distinct steps. In section 1 of this article, I will try to show to
what extent subjective and objective studies as such can both be conducted with
the same intellectual rectitude and rigour. In section 2, I will indicate some
of the genuine problems encountered by subjective research, and in section 3, I
will give a short outline of one of the clever and logically coherent ways by
which the Indian tradition has managed to overcome them. In section 4,
I will then try to remove some common prejudices against the form of
subjective research I've suggested in section 3, and finally, in section 5, I
will say a few words on the role of literature study and I will try to indicate
what kind of practical arrangements might help to deal with the many
difficulties that such a new, yoga-based approach to psychology undoubtedly will
encounter on the way.
I hope it is clear that this article
does not intend to be comprehensive or to have the final word on any of
the issues it raises. It is meant only to open up the discussion.
To start with the most obvious, yoga and
science are both considered difficult, and rightly so. They are not for
everyone, and they require the utmost sincerity, intellectual rectitude and
effort of the individual. Besides this, they also involve a number of social
support structures that consist of the same basic elements. It does happen, for
example, that individuals take up yoga or science entirely on their own, but
much more typically they do it in small groups, whether these are schools and
laboratories, or gurukuls
and ashramas. The idea is
clearly that to have some chance of success, the often considerable efforts of
the individual need to be supported by a surrounding that shares the same
ideals and objectives. Both endeavours are furthermore supported by an
extensive body of literature; there is a largely implicit common understanding
on what within the specific school is accepted as 'true', what can legitimately
be doubted, and what can be fruitfully explored; there are well-established
techniques, procedures and 'best practices'; and finally, both in yoga and in
science young (re)searchers are guided by a more or less complex network of
peers and elders.
Another important area of similarity is
that of the assessment of the quality of the work. Though yoga tends to be done
in a very different atmosphere, where assessment does not play the same role as
in the scientific setting, in principle, the same elements that help to assess
the quality of research in the objective sciences can also help to assess with
yoga when treated as a subjective research methodology. For example, the
quality of the work itself can be assessed in terms of:
In both case, the quality of research is
to quite an extent dependent on the quality of the instruments used, and in the
case of subjective research, the main instruments are the (inner) cognitive
faculties of the researcher him or herself. Their quality can then again be
assessed in terms of:
In both, the people who can assess the
quality of the work, are:
It may be noted that all these processes
contribute and yet are fallible: in spite of one's best efforts, sometimes poor
work will be praised and sometimes good work will not be recognized. But this
is true for all types of research (or human endeavour in general, for that
matter). The important issue here is that the difficulties that the two types
of research encounter in the areas mentioned so far, are not essentially
different, neither in type, nor in degree.
There are no doubt also differences,
some of them substantial. Modern scientific literature is, for example, not the
same and cannot be approached in the same manner as ancient spiritual texts,
and the typical 'job-description' of a research guide and a guru are not
exactly identical. The main differences between the two, however, seem all to
stem from the simple fact that the basic stuff of the hard sciences is matter,
which can be studied 'objectively' by our outer senses with the help of
mathematical modeling and physical instruments, while the basic stuff of
research in yoga is consciousness, which has to be studied subjectively by our
inner senses and a subtle, inner instrumentation. We will now look at some of
those differences and the problems they produce.
'Subjectivity' has presently such a
strong connotation of being beyond (or rather below) public scrutiny, that many
a guardian of science will reject the whole idea of subjective research offhand
as an irremediable self-contradiction. One of the arguments that is often
brought up against rigorous subjectivity as a valid research option is the
notion of 'privileged access'. The idea is that each human being can have only
access to his or her own consciousness. In other words, when I do objective
research on some aspect of the outside physical reality, others can check my
work because my data reside in the shared physical universe, while when I do
subjective research inside my own consciousness, my data are only accessible to
my own isolated self. This may sound at first sight plausible enough, both as
an assumption and as a definite and final condemnation of the whole enterprise
of research in yoga, but
neither the conclusion, nor the assumption stands scrutiny.
Contrary to what may appear, even if it
were true that others cannot have access to someone's consciousness, this
would, by itself, not pose any serious problem for subjective research. The
reason is that science is not interested in what happens in one particular
person's consciousness; what science is interested in are general processes.
Accordingly, the normal procedure that is used in science to corroborate
someone's findings is to have someone else reproduce the same results by using
similar instruments in similar circumstances. So, if in psychology someone
makes an assertion about certain processes that according to his subjective
judgment have happened in his own consciousness, all that is required is that
somebody else who fulfills the right preconditions can reproduce similar
processes in his own (that is, the second person's) consciousness. Whether the
first and second person's consciousnesses are private or public does not come
into the picture at all. There are many checks and counter checks in science
but going back to someone else's raw data is not a major part of the routine,
and in fact, it is possible only since computers keep permanent records of
events. Till computers began to record instrumental results, all one could
check were laboratory notes, and those one can keep of inner as well as outer
events.
Interestingly even the original
assertion that consciousness is intrinsically private may not be as absolute as
it seems to be. There is an enormous mass of anecdotal data about ordinary
people becoming aware at a distance of what their loved ones go through (esp.
at a time of crisis), and in the Indian tradition the ability to know what goes
on in someone else's mind is widely held as a sensitivity that can be
developed.(6) It is in fact thought that a guru or
spiritual guide who knows his own deeper self well, may know better what
happens in the consciousness of his disciples than they know themselves. One
may protest that, in spite of all the parapsychological research, the
possibility of telepathy is still disputed, but the disbelief in
parapsychological findings may be more complicated than it looks at first
sight, as the research that supports it is far more solid than research in any
other area of psychology.[REF]
One genuine difference between the
outside and the inside 'stuff' — roughly, matter and mind — is that the mind is
so much more malleable than matter. By itself this is a great asset of the mind
and it can become a legitimate and in some cases important object of study.(7) But it does make studying mental
processes in some ways considerably more difficult than the study of matter.
The combination of the malleability of mental consciousness, the limited
knowledge we have of our own inner states and processes, and the often highly
complex and largely subconscious interests that we have in the outcome of our inner
enquiries forms the core of the difficulty with ordinary introspection. Because
of the flexibility of the mental consciousness, our inner states and drives can
very easily have an effect on the surface processes we want to study, and
because we are not sufficiently aware of the subconscious deeper layers that
influence these surface layers, we tend to influence the processes we want to
study to a much larger degree than we are normally aware of. This is probably
the main reason why most academic psychologists are suspicious of the whole
idea of subjective research. It is, however, also the reason why we feel that
the Indian tradition may manage where introspectionism and psychoanalysis have
failed: It has not walked away from these difficulties, but it has tackled them
in an intellectually coherent and exceedingly radical manner. We will now have
a look at one of the methods it has used, and see why this method can be
expected to deliver the rigorous, reliable knowledge in the subjective domain
we are looking for.
In the ordinary waking consciousness,
introspection is the main route by which we can look somewhat objectively at
what goes on inside our own minds, but, as we have seen, it is a method that
has several serious drawbacks. Seen from the perspective of the Indian
tradition, these shortcomings all derive from the fact that in ordinary
introspection, one looks with one part of the surface mind at what happens in
another part of the same surface mind. This severely limits our capacity to
look inside for three closely related reasons. The first is that the conscious
surface mind seems capable of doing only one thing at a time: where we seem to
be aware of two or more actions simultaneously, it is argued that we actually
jump up and down between them. To use an old but clear image: one cannot be on
the balcony and in the street at the same time, so in traditional introspection
where one is both the spectator and the actor, one has to jump up and down
between the balcony and the street below. In other words one does not really
watch what happens in one's mind in real time (which would lead to problems of
infinite regress) but one watches the memory trace of what happened just
before. Titchener literally advised for more complex movements like anger, to
let the process play itself out in its entirety, before 'retrospecting' the
whole sequence in one's memory (Titchener 1898, p. 28, quoted in Adams 2000). The
second is that in our ordinary waking consciousness, an entirely unbiased
introspection is impossible. In Titchener's words: 'We can hardly, with the
pressure of tradition and linguistic forms upon us, consider mental phenomena
in a really naive way, with a truly blank prescientific impartiality.' The
third factor is something of which Titchener and his colleagues seem to have
been less aware. It is that even though their highly trained introspectionist
observers could detail out mental processes and sensorial impressions with
impressive detail, they did not reach below the immediate surface of their
awareness; they did not reach the greater depths that meditation makes
accessible.
Though in modern psychology
introspection is not considered a very reliable source of knowledge, it is
still used extensively, both in quantitative and qualitative studies. It is
clearly seen as the main, if not only way to observe directly what happens
inside ourselves, and one finds its language used even in modern texts about
Buddhist meditation. It is true that beginning meditators tend to fall into
this 'introspectionist' trap: instead of silencing the mind they move to and
fro between their usual thoughts, feelings and sensations, and an equally noisy
running commentary on these very same thoughts, etc. But this is not what
meditation is about. Though this is not always recognized by modern authors,
the process of self-observation used in yoga and Buddhist meditation is of an
entirely different nature than introspection.
The Indian tradition does not accept
that the thinking condition, which the beginner's attempts at meditation and
ordinary introspection have in common, is inevitable. It looks at it, in the
language of Vedanta, as an unfortunate entanglement of our conscious essence, atman, with the activities of the
mind, manas. The
entanglement shows itself in the fact that in the ordinary waking state most
people identify with their body, feelings and thoughts. The archetypal example
of the latter is perhaps Descartes (1641/1931), who in his famous 'cogito ergo sum', made his entire
existence contingent on being a 'thinking thing' (a res cogitans). One can find this tendency to conflate
consciousness with 'thinking' throughout Western thought, though the
development of apparently unconscious machines that can at least imitate human
thought is slowly beginning to make space for a more subtle understanding of
their relationship. The Indian tradition looked at identification with one's
thoughts as a beginners' error, at least since the time of the fascinating
story of Indra and Virochana in the Chandogya
Upanishad (8. 7-12).(8)
It is not possible to do here justice to
the full complexity of yoga as knowledge system, for that there are too many
different approaches and methods, but for the limited purpose of indicating why
the Indian systems of yoga can manage where Western psychological research has
failed, we need to focus only on one element of yoga: the possibility of
freeing one's consciousness entirely from the processes that go on inside it.
One finds this possibility mentioned in various forms throughout the tradition.
Most schools of Indian thought attribute human suffering in the end to
ignorance, and in the language of the Samkhya, the defining characteristic of
the ignorance is an erroneous identification of our true Self, purusha with the limited movements of
Nature, prakriti.(9) The cure consists then of two main processes
that are mentioned in virtually all schools of yoga. The first is a shift of
the center of our consciousness away from prakriti, to which the
processes and the contents of the mind belong, till it is fully centered in the
purusha, the ultimate essence
of our being. The second process takes place within the domain of prakriti under influence of the purusha: it is the purification and
ultimately transformation of one's nature.
To the extent that the first movement
can be completed, our consciousness frees itself from its habitual entanglement
in egocentric thoughts, feelings and sense-perceptions and becomes peaceful,
silent, and capable of watching whatever happens in the nature as a pure
witness, sakshi, without
bias, reaction or involvement. We will discuss in the next section whether
achieving an entirely 'pure' consciousness should be considered theoretically
possible or not, but for the practical purpose of research this is not
required. If we take astronomy as a model science, we can see that astronomy
does not need lenses with an absolute perfection, all it needs are lenses that
are either 'pure enough' for the work at hand, or lenses of which the errors
are sufficiently well-known to compensate for them electronically. The same
holds for our inner instrument of perception. If we can manage to watch the
inner world with a 'pure-enough' witness consciousness, or with a witness
consciousness of which we know the errors with sufficient precision, we
can achieve the good side of 'objectivity' -- reliability, impartiality,
clear-headedness -- without limiting ourselves to the ordinary waking mind's
appraisal of the physical and social external world. It may be noted that once
one has freed one's consciousness sufficiently from its identification with one's
thoughts, feelings, sense-impressions, etc., one develops an extraordinary
ability to watch one's outer and inner movements dispassionately and thus to
dissect one's own inaccuracies. What is more, one also gains the power to make
one's consciousness do things that in the ordinary waking state are not
possible, at least not to the same extent. Typical examples mentioned in the
literature, and fairly easily verifiable in personal experience, are the
ability to move around at will in types and layers of consciousness that are
totally different from the ordinary mind, or more difficult and contentious,
the ability to feel and even influence, as if from within, what others
experience. It may be clear that if such skills (or siddhis) would be found practically achievable, they
would be invaluable for psychological research, though not without danger: If
the outer nature would not be 'pure' enough, these inner powers could lead to
serious abuse, just as our outer technological powers. Lack of purity could also
lead to all kind of distortions and limitations during the secondary phase of
expressing what has been observed during the period of pure inner silence, so
for serious research in the inner domain both the detachment and the
purification of the nature are crucial.
I will not go here into detail about the
methods to achieve the pure witness consciousness and the powers that go with
it, or the processes needed for the purification and transformation of the
instrumental nature. For those who are interested, there is plenty of
literature on those. All I wanted to do here is indicate the basic principle.
Before proceeding, it may be useful, however, to say a few words about the
somewhat peculiar, circular relationship between purification
and detachment.
As a very general rule, some preliminary
purification of the nature is required for the consciousness to be able to
extricate itself from its surface activity: Strong desires, fears, aggression,
ego-sense, mental rigidity and ambition all make it more difficult for the Self
to stand back and watch. Absolute purity is not essential however, and even a
complete liberation of the purusha from
the prakriti is possible
while the outer nature is still in a more or less chaotic state. If all we want
is an inner sense of freedom, then this does not matter, and keeping the outer
nature sufficiently quiet to reach the state of a pure witness consciousness is
enough. However, if we want to use yoga to increase our knowledge of
psychology, then it is necessary to go further and turn one's outer nature into
a reliable instrument with which one's innermost Self can express itself. A
certain initial change of the nature takes place automatically as an immediate
result of the inner freedom, but this is not sufficient for this specific
purpose. If we would compare the complexities of our psychological nature to
that of an army, then one could say that a change of 'chief commander' will
have an effect on the behaviour of the army as a whole, but the individual
troops will not immediately change. For that a new chief commander who watches
what is going on with a benevolent smile is not enough; a sustained and
skillful effort from the central command is crucial. To come back to the
language of yoga, one has to move from the witness consciousness (sakshi), which is only the passive purusha, to the purusha who is also the 'upholder' (bhartri), the sanctioner (anumantri), and finally the knower
and master (jñata ishvara)
(Aurobindo, 1972, pp. 610-612). The further one moves in this direction, the
more it becomes possible to bring each little element of the nature under
control of a higher consciousness, turning it first into an obedient instrument
and ultimately into a perfect expression of the Self. This involves,
undoubtedly, an exceedingly difficult transformation of the nature. A such it
also involves an effort that goes beyond the already difficult project of individual
liberation that some more limited forms of traditional Yoga and Vedanta are
content with. But it may be clear that to the extent that it can be done, it
will provide us with a sophisticated 'inner instrumentation' for psychological
research. It is now time to see whether all this is just a little cloud of
idealistic moonshine, or that it is, as I think it is, a practicable approach
to psychological research.
There are four objections that are
frequently brought up against the idea of using inner silence as a research
tool. The first is that it is simply not possible. The second is that even if
it were possible, it would still not be able to say anything much about the
noisy ordinary consciousness. The third is that even if it were both possible
and useful, it would still be too difficult to be practicable as a research
tool: it would require psychologists to be enlightened before they could do any
useful research. And finally, that if it were possible, useful and feasible, it
would still lead in its ultimate pursuit to the ineffable, and the ineffable
has, intrinsically, no message for science and practical life. We'll take them
up one by one.
The very possibility of pure
consciousness has been doubted on the one hand by authors like Katz (1978), who
argue that all experience is socially mediated, and on the other by Jung who
says that all consciousness has to have an ego at its center. The arguments of
Katz have been countered, I think effectively, by Robert K.C. Forman (1990,
1998), who shows on the one hand that the whole idea of the inner exercise is
to empty the consciousness of all culturally mediated content, and on the other
that there is no good reason to presume that none of the many authors who
describe the state of Pure Consciousness did succeed. The objection by Jung is
actually not an argument but a simple statement of the limited range of states
of consciousness that Jung was willing to recognize as such. Both get in the
end undone by experience, just as happened with the theories of the 19th
century physicists who argued against the possibility of a 'horseless carriage'
or a 'heavier than air aeroplane'. Their theoretical arguments were quietly
forgotten once the first trains moved and the first planes flew. Experience
tells that a state of clear consciousness without an egoic center is possible, and
that once that state is established, it can discern what happens in the mind
with far greater reliability, accuracy, and detail than what is possible with
the noisy, ego-centric ordinary consciousness. The only hitch is the word
'experience': About whose experience are we talking? Experience recorded in
ancient texts are looked at with suspicion by the modern mind, and, in
contrasts to the trains and planes brought up earlier, one cannot just tell an
unbeliever to see that it works with his own eyes. Unless the person happens to
have a silent mind as a rare innate gift, his or her inner eyes need training,
and even with training not everybody gets it. Again, by itself this is not an
insurmountable hurdle. Even in the hard sciences one can trust or disbelieve
what is said by science without testing it for oneself, or one can do the
needful and get one's own experience, and the latter may not necessarily be
easy. Not everybody can understand advanced mathematical proofs, and certainly
not everybody has the skill and the equipment to replicate sophisticated
biochemical experiments or astronomical observations. Yet people tend to take
both seriously, and rightly so. Similarly not everybody is equipped to test the
claims of yoga, as not everybody who starts yoga manages to silence his or her
mind effectively. But the fact that not everybody can experience or do
something does not at all go against it being real. If that were true, not only
higher mathematics and astronomy, but even the ability to read and write should
be distrusted.(10) Collectively, the acceptance will come
probably only when a certain critical mass is crossed so that even those who
have no direct inner opening to the possibilities of yoga themselves, will still
begin to see the benefits of yoga-based research in the people around them.
The second objection against the use of
pure consciousness as a research tool in psychology is that the process of
withdrawal and becoming a pure witness involves serious changes to one's inner
state, which makes it unfit to study the ordinary processes of the mind which
are far from silent and pure. It is often held that as a consequence this is
not a good method to see how the ordinary human nature really works by itself.
The answer to this objection runs on similar lines as the answer to the problem
of privileged access; here also it is useful to consider the way research in
physics is organized. Physics hasn't achieved its amazing mastery over
electromagnetism, for example, by focusing exclusively on the spontaneous, and
complex manifestations of electricity and magnetism in nature. What science is
interested in, are, again, not the surface phenomena as such, but the details
of the underlying processes. So one studies electromagnetism by making use of
the little one knows to create a piece of equipment that shows how
electromagnetic forces work in some entirely artificial and constrained circumstances.
From the results, one gains some further knowledge and mastery, and on this new
basis one constructs a more sophisticated instrument that can answer more
complicated questions. In this fashion one gradually builds up an increasingly
sophisticated and comprehensive instrumentation, mastery, and knowledge. With
all that new knowledge, one can then come back to natural processes like
lightning or the magnetism of the earth, but one can also do entirely new
things, like making cell-phones and internet-based computing. Progress in Yoga
takes place in an essentially similar fashion: with the little one knows about
oneself one tries to 'stand back' and watch oneself dispassionately. While
trying this, one encounters various problems and in one's attempts to overcome
them one learns more about one's own functioning, and so one slowly builds up
an increasing clarity of inner perception and mastery over the subtle
psychological processes that take place inside oneself. With that increasing
inner clarity one can then look at other psychological phenomena and discern
the subtle processes at work in those areas, and this in its turn may help in
becoming a still better, still more detached witness. As the process continues,
both one's insight and one's self-mastery gradually increase.
Central to this argument is the nature
of 'pure consciousness', an unfortunate term, as it seems to imply a single
state, while it is actually a family of states, of which the members differ
according to what exactly the consciousness is free from. The form of 'pure
consciousness' that psychological research needs does not demand that
absolutely nothing happens in one's consciousness; it only demands that the
observer does not get in any manner 'carried away' by whatever happens in the
consciousness: the observer needs to remain centered in, and identified with, a
deep inner silence, irrespective of what happens on the surface. When this
silent state is used to study the ordinary human mind, one can watch from a
position of pure inner silence how the movements of the ordinary human nature
take place, without getting carried away by them.
The third objection is that reaching the
state of a perfectly detached witness consciousness is not easy and that it can
be reached at best at the end of a long road. Luckily useful research can start
long before this. As each individual is unique, each individual has his or her
own possibilities, and also his or her very own difficulties to conquer. Each
individual has thus a unique area of research cut out for him or herself,
something special that should be in harmony with the peculiarities of his or
her svabhava and svadharma (one's soul-qualities and
the law of one's individual being) and the circumstance he or she lives in. And
yet, because we are all connected, and because we are in so many ways built on
similar plans, such individual findings will be of interest to others.(11) It is clear that spiritual giants like
Sri Ramakrishna, Swami Vivekananda, Sri Aurobindo, will produce more
psychologically interesting knowledge than others, but even beginners may
discover insights and techniques that are useful for others in search of
psychological insight and mastery. Even if most of such beginners' work
may be of use to only a few, all this inner labour together will add up in one
way or another to our collective understanding of human nature. Again a process
with obvious parallels in the hard sciences.
The ineffability of inner states is
another often-cited argument against research in yoga, but ineffability is a
relative term. At one extreme, one could argue that all experiences are 'inner'
and as such ineffable, but this would invalidate all experience-based
knowledge, and this would include even all scientific knowledge. It is more
practical to stick to the perhaps naïve idea that one can actually communicate
with someone else about one's experiences as long as the other recognizes them
as similar to his or her own. The first occasion where the problem of
ineffability then arises more seriously, comes when the other never had a
similar experience. The crude, but archetypal example of this kind is the
impossibility of fully explaining the experience of colour to someone who is
genetically colour blind. In a similar vein, it is argued, one cannot share an
inner experience with someone who never had anything like it. There is no doubt
some truth in this, but, as usual in the subjective domain, things are not that
simple. In yoga it is widely held that knowledge comes basically from within,
and as a consequence people can sometimes have a kind of 'pre-knowledge', a
vague sense of what the real experience might be, before they actually have it.
There are also certain experiences of which at least a shadow can be
transferred to the mind of someone who has not actually had that experience
himself. Still, there are limits to the extent that this is possible: there
remains a gap between reading about a country, visiting it, and actually living
there, and the gap increases if the 'other country' is not just another mix of
known elements, but something of a radically different character. But then
again: limiting our collective knowledge to what everybody can understand would
negate all culture and possibilities of progress.
Limitations on the side of the receiver
are, however, not the only place where the problem of ineffability arises.
Ineffability can also arise at the level of the language used, and even during
the experience itself. Language problems are frequent in the spiritual field,
partly because mystics and mystical schools often communicate within their own
limited circle and develop their own specialized use of common words. This is
so not only in English, but even in Sanskrit where words like samadhi, manas and vijnana,
have been used with very different meanings by different schools in different
periods. Though this is at present the source of endless confusion, especially
when people try to compare and link different schools from different periods,
this problem can in principle, even if not always in practice, be solved by
simple intellectual rectitude and willingness to listen to the other side.
A more difficult situation arises when
the ineffability exists on the side of the person who has the experience that
is to be conveyed. There is a weak and a strong form of this. In the weak form,
the experience is difficult to describe either due to lack of clarity on the
side of experiencer or due to the fact that there are no commonly agreed terms
for the sensations felt as the sensations don't occur commonly enough. In both
cases someone more familiar with the inner state (or simply more capable as
word-smith) may help the experiencer to find the right words to express the
experience. The most interesting, but intellectually most intractable type of
ineffability is, however, the strong form of ineffability on the side of the
experience: the situation where the state itself is ineffable, not just in the
weak sense of being hard to describe, but in the strong sense of a
consciousness that has no content in any known sense-modality. There is then in
the most literal sense nothing to describe, while yet the states just before
and just after indicate that it is a state of increased, not a state of
diminished consciousness. Sri Aurobindo seems to indicate that this type of
strong ineffability can, in certain cases, still be due to a simple lack of
inner skill. This is the case for example when one carries no memory of certain
higher states due to an undeveloped, unconscious stretch on the way into and
out of that alternative state. As one's experience increases one can then learn
to bring more back from these inner states and in the end one can 'bring down'
their essence so completely that one can actually be simultaneously in the
higher state and in the ordinary consciousness.(12)
One could argue that with this, we have
definitely left the terrain of science in favour of some vague, mystical
heavens far beyond the shared reality, but as mentioned before, it would be a
terrible error to limit psychology to what is understandable by everyone. After
all, astronomy would have got nowhere if it had limited itself to what the
average layperson can see with his unaided eyes, and neither would have physics
if it had limited itself to so much of mathematics as the average postgraduate
remembers from primary school. If we consider it good for physics if physicists
are allowed to study the extreme limits of where the human intellect can reach,
we have little reason to deny psychology the option of exploring the extreme
limits of what human consciousness is capable of.
This article has no other intention than
to clarify some immediately practical aspects of the introduction of yoga as an
aid to subjective research. Still, this story would not be complete without at
least a few words about the philosophical premises on which subjective research
in consciousness has to operate.
The two psychology-related 'techniques'
from the Indian tradition that seem to have spread most widely within the
global civilization are probably yoga-asanas and vipassana meditation. Their
proliferation has certainly been helped by the fact that they can be introduced
'philosophy-free', and it is tempting to do the same with research in yoga. As
we have seen, this can be done to a greater extent than one might think at
first sight. To take up subjective research with the aid of yoga, it is
essential to accept only two very basic assumptions about reality: 1) that
consciousness exists in different modalities(13),
and 2) that we as humans can learn to modify at will the state of consciousness
we are in. This is certainly not asked much, and even a little experience will
for many be enough to continue one's explorations.
'Doing yoga' without philosophical
support has, however, its dangers, even, or perhaps especially, within a
research setting. A typical example of what can go wrong when ancient concepts
and techniques are taken out of their original cultural and philosophical
setting is the tendency to equate the Indian concepts of moksha and mukti with the American concept of 'self-realisation'.
What were in their original context indices for a complete liberation from all
traces of ego and ignorance, have turned into props for the ultimate individual
self-aggrandizement. Subtle and not-so-subtle shifts and distortions of this
type are probably inevitable when two civilizations mix, and one can only hope
that in due time they will be sorted out, but they are symptoms of a serious
problem. Without proper maps and knowledge of the terrain one can get easily
stuck in quite unnecessary side-tracks and dead ends, or one can think that one
has reached the summit while all one has seen is a distorted reflection of the
peaks in the old mind's turbid waters. Concentrating too much or too
exclusively on philosophy and ancient texts has, however its own drawbacks. The
capacity to juggle effectively with powerful words and concepts can easily give
the illusion one actually knows what one is talking about, and the Indian
tradition is full of trenchant stories about small, unlettered girls who prove
to be wiser than the self-righteous scholar. For a complete understanding one
clearly needs both conceptual clarity and direct experience. This is not only
true for the individual but also for the field as whole. An open exchange
between Sanskrit scholars, philosophers, psychologists and those who have
focused their efforts on direct experience might well provide the most fruitful
soil for collective progress. And yet, in the end even insight and experience
are not enough: yoga, however it is done, still involves serious risks. It
deals after all, with the very foundations of who we are, and so it remains a
bit like trying to repair (or even remodel!) one's car while driving. Risk,
however, should not withhold us from potentially fruitful endeavours!
In this article I've argued that the
standard, objective study of yoga misses out on one of the most interesting
aspects of yoga: the possibility of using it as a tool for rigorous research in
the subjective domain. Contemporary Psychology is confronted with several
serious problems that are inherent in its present exclusive reliance on
objective research. I've tried to show that the basic set of checks and
counterchecks that make up the essential core of science's unrelenting
self-critical search for truth can be used equally well for subjective as for
objective research, and that several of the most commonly heard objections
against subjective research can be shown to rest on little more than
unsustainable prejudices. This is of course not to deny that there are
difficulties with subjective research: the basic stuff that subjective research
has to deal with is not matter, but consciousness, and this has major
consequences which should be taken seriously. For the study and mastery of
matter, we have learnt to rely on the development of ever more sophisticated
mathematical models and physical instruments. For the study and mastery of
consciousness these are of little use and science has still to find the
appropriate methods, as it is very clear that the ordinary introspection cannot
be relied upon. I've argued that the Indian tradition has found many radical
ways of dealing with the difficulties inherent in the subjective realm, and
I've indicated some salient aspects of two of these methods which together
might help to create the 'rigorous subjectivity' that is needed for reliable
research in the subjective domain: 1) the liberation of one's consciousness
from the workings of the mind, and 2) a drastic purification and transformation
of one's nature.
An important question is whether we have
reached the stage where the inner and outer forms of research can be usefully
integrated. It is possible that research in
yoga may need to be pursued, at least initially, as a fairly independent,
complementary quest for knowledge. Collectively we are very far behind with the
development of a true science of the subjective domain, so we may have to give
it time so that it may grow into an independent branch of science that is built
on its own fundamental assumptions about the nature of reality and knowledge,
and that, perhaps most importantly, has its own, mentally coherent and
methodologically rigorous methods to arrive at the type of valid and reliable
knowledge it searches for. I have little doubt, however, that in the long run
the two knowledge systems of subjective and objective research need to be
integrated, as they deal with two sides of what is ultimately only one single
reality. A full integration may, however, require a profound change in our
understanding of the fundamental nature of reality. Till then, it may be wise
to include in actual research projects separate elements of both -- of standard
objective mainstream research, and of the new subjective yoga-based research --
so that individual guides and students can choose at what proportion of each
they feel comfortable. This might mean that for a long time, at least some
research will have to be undertaken in collaborative projects between academic
and spiritual institutions so that one can make optimum use of existing
expertise in both areas. One could, perhaps, compare this with a common feature
of applied research in the hard sciences, where research projects are executed
in a close cooperation between labs at universities and labs at industrial
establishments.
In whatever direction research in yoga
may evolve, our first task will be to create the necessary space in which
purely subjective and yet rigorous research can begin to take place. Once one
gets deeply into the nitty-gritty of subjective research, things become quickly
rather complex, because they involve a wide range of types of consciousness and
inner worlds that all follow their own laws, but right now it may be too early
to deal with all this. We have first to remove the conceptual and emotional
prejudices that stand in the way, and we have to put in their place the basic
structures that are needed to make a serious attempt at inner research
possible. In the end humanity needs both, objective as well as subjective research.
This paper is the outcome of two
workshops on 'Yoga as Knowledge System', organized in Pondicherry by the Indian
Psychology Institute (http://ipi.org.in) and
builds on a series of lectures presented at seminars related to Indian
Psychology sponsored by the Indian Council of Philosophical Research. I'm
indebted to the organizers and participants of these events, as well as to
several readers of earlier versions of this paper. Early versions of some parts
of this paper were published in the Indian journal Psychological Studies and in the proceedings of the
conference on Facets of Consciousness, Kanchipuram, March 2007 (Viswanathan,
2008).
(1) E.g. in the editorial in the very first
issue of the Journal of Consciousness
Studies (1994, Vol. 1, No. 1, p.8)
(2) With yoga I do not mean the form of yoga
most popular in the West, "hathayoga", nor the darshana (school
of philosophy) of the same name, nor Patanjali's rajayoga. I'm using the
word "yoga" here in its older and most general sense to indicate the
entire group of spiritual paths developed in India to attain knowledge of the
Self, liberation from ego, and transformation of one's nature. For the
development of a comprehensive psychological understanding, Sri Aurobindo's
"Integral Yoga" is possibly the most suitable, but almost all other
paths will have something special to contribute.
(3) The relation between objective and
subjective knowledge is actually rather complex. One could well argue, for
example, that within the hard sciences, mathematics is a form of systematized
intuition, and as such essentially subjective, and that the main job of
scientists is the making of models, which are archetypal bridges between what
in the ordinary waking consciousness appears as the inner subjective and the
outer objective reality. An interesting analysis of the dubious nature of the
subjective-objective distinction within psychological research can be found in
the work of Max Velmans (2001). All I mean here with the objective-subjective
distinction is whether the perceived reality can in some manner be made sensible
to our 'outer', physical senses.
(4) Transpersonal Psychology could be
considered a notable exception, in spite of some serious problems, both with
its rigour and its philosophical foundations (see Ferrer, 2002, p. 87). For a
more positive view of the relationship of yoga and transpersonal psychology in
terms of methodology, see Braud, 2008 and forthcoming. For an Indian view on
the value of phenomenology in advanced subjective enquiry, see Rao, 1998.
(5) Newness is not normally associated with
work in the field of yoga, where it is widely held that the ancients knew
everything worth knowing, but if we look at the great yogis that history
remembers then we see that they actually are remembered for the new elements
they introduced. We will see in section 6.3 how 'newness' can be a factor even
in research in yoga by relative beginners.
(6) It is a fairly common experience that once
the surface 'noise' of the mind stills, one becomes not only more aware of what
happens deep inside oneself, but one can also begin to become more aware of
what happens inside others. One discovers then that the physical world is not
the only shared reality; feelings and thoughts belong to shared worlds of their
own. It is as if people are only in their surface consciousness fully
'skin-encapsulated', while on these deeper layers they are quite closely
connected.
(7) An important field of inner, yoga-based
psychological research is, for example, to establish which emotional states,
attitudes, mental sets, processes and inner gestures make various inner
phenomenon appear or disappear.
(8) In psychiatry, not to 'own' your thoughts
etc. is commonly considered a sign of serious pathology, and considering the
population that psychiatrists typically deal with, this is understandable. A
useful way to look at this apparent paradox, is to consider normalcy as an
intermediate layer in which it is indeed healthy to identify with one's own
thoughts. Some people cannot sustain this identification and fall out of this
layer downwards due to some weakness, commonly a simple incapacity to deal with
the pain it engenders. There are others who climb out of this layer upwards
with the strength of their soul, but they rarely visit the psychiatrist. Things
are not that simple of course and there are mixed cases, but from my personal
experience I would say that they are relatively rare. A useful analysis of the
differences between pathological and yogic deviance from normalcy can be found
in Liester (1996)
(9) The diffiucty is often formulated as avidya,
seeing division, in stead of vidya, seeing oneness. This comes
however to the same because when one identifies with one's small surface being,
which is separated from everything else, one cannot help but see division
around oneself, while when one identifies with the real inner Self, which is
one with the Absolute and with everything else, then one cannot but see oneness
wherever one looks, even where there is apparent differentiation.
(10) The underlying psychological problem may well be
that it is hard for people with a great intellectual capacity to accept that
intellectual skill does not necessarily predispose to sensitivity and control
over the more subtle layers of one's consciousness: these seem to be
independent gifts.
(11) A student described this possibility of
understanding others by understanding oneself very nicely. He wrote in his
end-of-year evaluation that when he came to the 'Integral Psychology' class he
wanted to learn why other people behaved the way they did. He soon realized
that the classes were not going to give him this, as they were focusing on
self-observation, but he decided to hang on, hoping that in due time the
'others' would still come in. Then as the weeks passed by, he realized that his
own nature, which he had never questioned before, was actually far more
mysterious and interesting than he had ever realized, so slowly his interest in
others took the back seat. But, to his big surprise, near the end of the year,
he caught himself smiling when seeing other people doing certain things, saying
to himself, 'Hey, I've been there. I know why they do what they do!'
(12) Still, even Sri Aurobindo leaves a place for
completely ineffable states and the related yogic trance of Samadhi. He writes
in The Synthesis of Yoga
(1917/1999, p. 526):
It is true that up to a point difficult to define or delimit almost all that Samadhi can give, can be acquired without recourse to Samadhi. But still there are certain heights of spiritual and psychic experience of which the direct as opposed to a reflecting experience can only be acquired deeply and in its fullness by means of the Yogic trance.
(13) Some scholars seem to think that the Indian
tradition has only one single concept of consciousness, which is intrinsically
free of qualities and modes. This doesn't do justice to the compelxity of the
tradition, however, and ignores universally accepted concepts like sachchidananda
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